SEC Form 4 · accession 0001209191-17-020301
AMKOR TECHNOLOGY, INC. · AMKR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Guillaume Marie Jean Rutten
Officer — Executive Vice President
Period of report
Mar 13, 2017
Accepted (ET)
Mar 13, 2017 · 6:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001047127
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 13, 2017 | M | 6,250 | $5.18 | A | 6,250 | D | |
| Common Stock | Mar 13, 2017 | S | 6,250 | $11.00 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right-to-Buy)F1 | $5.18 | Mar 13, 2017 | M | 6,250 | A | Feb 13, 2015 | Feb 13, 2024 | Amkor Technology, Inc., Common Stock | 6,250 | 25,000 | D |
Explanation of responses
- F1This option grant vests as follows: 25% of the shares vest on the first anniversary of the grant date and 1/16th of the option vests each quarter thereafter, such that 100% of the option will be vested on the fourth anniversary of the grant date.