SEC Form 4 · accession 0001209191-17-016117
AMKOR TECHNOLOGY, INC. · AMKR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John T Kim
Director · 10% Owner · Other
Period of report
Feb 27, 2017
Accepted (ET)
Mar 1, 2017 · 6:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001047127
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 25,674,640 | D | ||
| Common StockF2 | holding | — | — | — | 51,295,790 | I | By Self as Trustee |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right-to-Buy)F3 | $9.86 | Feb 27, 2017 | A | 175,000 | A | Feb 27, 2018 | Feb 27, 2027 | Amkor Technology, Inc., Common Stock | 175,000 | 175,000 | D |
Explanation of responses
- F1Includes 19,484,809 shares held by Sujochil, LP, in which the reporting person is a general partner, and 6,189,831 shares of Sujoda, LP, in which the reporting person is member of the general partner.
- F2The reporting person disclaims beneficial ownership of these securities, except to the extent of the reporting person's pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities, except to the extent of the reporting person's pecuniary interest therein, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
- F3This option grant vests as follows: 25% of the shares vest on the first anniversary of the grant date and 1/16th of the option vests each quarter thereafter, such that 100% of the option will be vested on the fourth anniversary of the grant date.