SEC Form 4 · accession 0001209191-17-015745
AMKOR TECHNOLOGY, INC. · AMKR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen Douglas Kelley
Officer — President and CEO · Director
Period of report
Feb 27, 2017
Accepted (ET)
Mar 1, 2017 · 3:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001047127
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 27, 2017 | A | 200,000 | $9.86 | D | 271,996 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right-to-Buy)F2 | $9.86 | Feb 27, 2017 | A | 450,000 | A | Feb 27, 2018 | Feb 27, 2027 | Amkor Technology, Inc. | 450,000 | 450,000 | D |
Explanation of responses
- F1These are restricted shares which vest at 6.25% per quarter such that 100% of the shares will be vested on the fourth anniversary of the grant date.
- F2The option grant vests as follows: 6.25% of the shares vest each quarter such that 100% of the option will be vested on the fourth anniversary of the grant date.