SEC Form 4 · accession 0001209191-16-151660
AMKOR TECHNOLOGY, INC. · AMKR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Osborne
Director
Period of report
Nov 21, 2016
Accepted (ET)
Nov 22, 2016 · 2:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001047127
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 21, 2016 | A | 20,000 | $10.97 | A | 20,000 | D | |
| Common StockF1 | Nov 21, 2016 | D | 20,000 | $12.27 | D | 0 | D | |
| Common Stock | Nov 21, 2016 | A | 20,000 | $11.88 | A | 20,000 | D | |
| Common StockF1 | Nov 21, 2016 | D | 20,000 | $12.27 | D | 0 | D | |
| Common Stock | Nov 21, 2016 | A | 16,666 | $7.71 | A | 16,666 | D | |
| Common StockF1 | Nov 21, 2016 | D | 16,666 | $12.27 | D | 0 | D | |
| Common Stock | Nov 21, 2016 | A | 10,000 | $6.46 | A | 10,000 | D | |
| Common StockF1 | Nov 21, 2016 | D | 10,000 | $12.27 | D | 0 | D | |
| Common Stock | Nov 21, 2016 | A | 20,000 | $9.17 | A | 20,000 | D | |
| Common StockF1 | Nov 21, 2016 | D | 20,000 | $12.27 | D | 0 | D | |
| Common StockF2 | Nov 21, 2016 | S | 6,994 | $12.27 | D | 34,401 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock Option (Right to Buy)F3 | $10.97 | Nov 21, 2016 | A | 20,000 | A | Aug 6, 2008 | Aug 6, 2017 | Amkor Technology, Inc. Common Stock | 20,000 | 0 | D |
| Director Stock Option (Right-to-Buy)F4 | $11.88 | Nov 21, 2016 | A | 20,000 | A | May 5, 2009 | May 5, 2018 | Amkor Technology, Inc. Common Stock | 20,000 | 0 | D |
| Director Stock Option (Right-to-Buy)F5 | $7.71 | Nov 21, 2016 | A | 16,666 | A | May 3, 2011 | May 3, 2020 | Amkor Technology, Inc., Common Stock | 16,666 | 0 | D |
| Director Stock Option (Right-tp-Buy)F6 | $6.46 | Nov 21, 2016 | A | 10,000 | A | May 3, 2012 | May 3, 2021 | Amkor Technology, Inc., Common Stock | 10,000 | 0 | D |
| Director Stock Option (Right-to-Buy)F7 | $9.17 | Nov 21, 2016 | A | 20,000 | A | May 13, 2015 | May 13, 2024 | Amkor Technology Inc., Common Stock | 20,000 | 0 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. The shares were sold in multiple transaction at prices ranging from 12.25 to 12.30.
- F2The price reported in Column 4 is a weighted average price. The shares were sold in multiple transaction at prices ranging from 12.25 to 12.27.
- F3The option was fully vested on 8/6/2010.
- F4The option was fully vested on 5/5/2011.
- F5The option was fully vested on 5/3/2013.
- F6The option was fully vested on 5/3/14.
- F7The option fully vested on 5/13/2015.