SEC Form 4 · accession 0001209191-16-151434
AMKOR TECHNOLOGY, INC. · AMKR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James W Zug
Director
Period of report
Nov 18, 2016
Accepted (ET)
Nov 21, 2016 · 4:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001047127
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 18, 2016 | M | 10,000 | $10.97 | A | 55,828 | D | |
| Common StockF1 | Nov 18, 2016 | S | 10,000 | $12.07 | D | 45,828 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock Option (Right-to-Buy)F2 | $10.97 | Nov 18, 2016 | M | 10,000 | D | Aug 6, 2008 | Aug 6, 2017 | Amkor Technology, Inc. Common Stock | 10,000 | 0 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from 12.04 to 12.09.
- F2The option was fully vested on 08/06/2010.