SEC Form 4 · accession 0001209191-16-151164
AMKOR TECHNOLOGY, INC. · AMKR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen Douglas Kelley
Officer — President and CEO · Director
Period of report
Nov 17, 2016
Accepted (ET)
Nov 18, 2016 · 3:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001047127
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 17, 2016 | M | 9,843 | $4.50 | D | 188,807 | D | |
| Common Stock | Nov 17, 2016 | S | 9,843 | $11.82 | D | 178,964 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to buy)F1 | $4.50 | Nov 17, 2016 | M | 9,843 | D | May 8, 2014 | May 8, 2023 | Amkor Technology, Inc. Common Stock | 9,843 | 93,750 | D |
Explanation of responses
- F1The option grant vests as follows: 25% of the shares vest on the first anniversary of the grant date and 1/16 of the option vests each quarter thereafter, such that 100% of the option will vest on the fourth anniversary of the grant date.