SEC Form 4 · accession 0001209191-16-149096
AMKOR TECHNOLOGY, INC. · AMKR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Charles Stone
Officer — Executive Vice President
Period of report
Nov 8, 2016
Accepted (ET)
Nov 9, 2016 · 5:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001047127
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Amkor Technology, Inc. Common Stock | Nov 8, 2016 | M | 30,000 | $8.67 | A | 59,722 | D | |
| Amkor Technology, Inc. Common StockF1 | Nov 8, 2016 | S | 30,000 | $11.01 | D | 29,722 | D | |
| Amkor Technology, Inc. Common Stock | holding | — | — | — | 2,000 | I | Held in Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $8.67 | Nov 8, 2016 | M | 30,000 | D | Dec 14, 2009 | Dec 14, 2017 | Amkor Technoloby, Inc. | 30,000 | 0 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from 11.00 to 11.03.