SEC Form 4 · accession 0001209191-15-023434
AMKOR TECHNOLOGY, INC. · AMKR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Guillaume Marie Jean Rutten
Officer — Executive Vice President
Period of report
Mar 5, 2015
Accepted (ET)
Mar 6, 2015 · 3:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001047127
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 5, 2015 | M | 15,000 | $5.18 | A | 15,000 | D | |
| Common StockF1 | Mar 5, 2015 | S | 15,000 | $9.8344 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to Buy)F2 | $5.18 | Mar 5, 2015 | M | 15,000 | D | Feb 13, 2015 | Feb 13, 2024 | Amkor Technology, Inc. | 15,000 | 85,000 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from 9.83 to 9.84.
- F2The stock options will vest over four years; 25% on the first anniversary of the grant date and 1/16 of the option will vest each quarter thereafter so that at the end of the fourth year, 100% of the option will be vested.