SEC Form 5 · accession 0001209191-15-013544
AMKOR TECHNOLOGY, INC. · AMKR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James J Kim
Director · 10% Owner · Other
Period of report
Dec 31, 2014
Accepted (ET)
Feb 13, 2015 · 4:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001047127
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF3 | Sep 18, 2014 | J | 385,250 | $9.33 | D | 73,207,086 | I | By self as trustee |
| Common StockF3 | Sep 18, 2014 | J | 385,250 | $9.33 | A | 73,207,086 | D | |
| Common StockF3 | Nov 20, 2014 | G | 445,250 | $6.83 | D | 73,207,086 | D | |
| Common StockF3 | Nov 20, 2014 | G | 445,250 | $6.83 | A | 73,207,086 | I | By self as trustee |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On September 18, 2014, the James J. Kim 2013 Qualified Annuity Trust dated May 17, 2013 distributed 385,250 shares to James J. Kim. Susan Y. Kim and James J. Kim are co-trustees.
- F2On November 20, 2014, James J. Kim gifted 445,250 shares to the James J. Kim 2014 Qualified Annuity Trust dated October 13, 2014. James J. Kim and Susan Y. Kim are co-trustees.
- F3The Reporting Person may be deemed to beneficially own 73,207,086 shares. Of these shares 345,000 are options exercisable within 60 days of December 31, 2014, 49,594,980 are shares held indirectly by 915 Investments, LP, in which the Reporting Person is the general partner, and the remainder of the shares are indirectly owned through various family trusts in which the reporting person is a trustee. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities, except to the extent of his pecuniary interest therein, for purposes of the Securities Exchange Act of 1934, as amended, or for any other purpose.