SEC Form 5 · accession 0001209191-15-013528
AMKOR TECHNOLOGY, INC. · AMKR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Susan Y Kim
Director · 10% Owner · Other
Period of report
Dec 31, 2014
Accepted (ET)
Feb 13, 2015 · 4:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001047127
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF5 | Mar 17, 2014 | J | 35,767 | $6.22 | D | 46,819,503 | I | By self as trustee |
| Common StockF5 | Mar 17, 2014 | J | 35,767 | $6.22 | A | 46,819,503 | D | |
| Common StockF5 | Sep 18, 2014 | J | 385,250 | $9.33 | D | 46,819,503 | I | By self as trustee |
| Common StockF5 | Nov 13, 2014 | J | 1,585,225 | $6.47 | D | 46,819,503 | I | By self as trustee |
| Common StockF5 | Nov 13, 2014 | J | 1,585,225 | $6.47 | A | 46,819,503 | D | |
| Common StockF5 | Nov 20, 2014 | G | 445,250 | $6.83 | A | 46,819,503 | I | By self as trustee |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On March 17, 2014, the Susan Y. Kim 2012 Irrevocable Trust dated July 26, 2012 distributed 35,767 shares to Susan Y. Kim. Susan Y. Kim and John T.. Kim are co-trustees.
- F2On September 18, 2014, the James J. Kim 2013 Qualified Annuity Trust dated May 17, 2013 distributed 385,250 shares to James J. Kim. Susan Y. Kim and James J. Kim are co-trustees.
- F3On November 13, 2014, the Susan Y. Kim 2012 Irrevocable Trust dated July 26, 2012 distributed 1,585,225 shares to Susan Y. Kim. John T. Kim and Susan Y. Kim are co-trustees.
- F4On November 20, 2014, James J. Kim gifted 445,250 shares to the James J. Kim 2014 Qualified Annuity Trust dated October 13, 2014. James J. Kim and Susan Y. Kim are co-trustees.
- F5The Reporting Person may be deemed to own 46,819,503 shares, of which 3,497,613 are owned directly and all remaining shares are indirectly owned through various family trusts and Sujoda Investments, L.P., a limited partnership established for the benefit of members of the James J. Kim family. This total includes those shares indirectly owned that are listed above. The Reporting Person disclaims beneficial ownership of these securities except to the extent of her pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities, except to the extent of her pecuniary interest therein, for purposes of the Securities Exchange Act of 1934, as amended, or for any other purpose.