SEC Form 5 · accession 0001209191-15-013527
AMKOR TECHNOLOGY, INC. · AMKR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John T Kim
Director · 10% Owner · Other
Period of report
Dec 31, 2014
Accepted (ET)
Feb 13, 2015 · 4:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001047127
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF3 | Mar 17, 2014 | J | 35,767 | $6.22 | D | 58,042,914 | I | By self as trustee |
| Common StockF3 | Nov 13, 2014 | J | 1,585,225 | $6.47 | D | 58,042,914 | I | By self as trustee |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On March 17, 2014, the Susan Y. Kim 2012 Irrevocable Trust dated July 26, 2012 distributed 35,767 shares to Susan Y. Kim. Susan Y. Kim and John T. Kim are co-trustees.
- F2On November 13, 2014, the Susan Y. Kim 2012 Irrevocable Trust dated July 26, 2012 distributed 1,585,225 shares to Susan Y. Kim. Susan Y. Kim and John T. Kim are co-trustees of the trust.
- F3The Reporting Person may be deemed to own 58,042,914 shares. Of these shares, 140,001 are options exercisable within 60 days of December 31, 2014, with the remaining shares owned indirectly through various family trusts and Sujoda Investments, L.P., a limited partnership established for the benefit of members of the James J. Kim family. This total includes those shares indirectly owned that are listed above. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities, except to the extent of his pecuniary interest therein, for purposes of the Securities Exchange Act of 1934, as amended, or for any other purpose.