SEC Form 5 · accession 0000899243-19-003647
AMKOR TECHNOLOGY, INC. · AMKR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James J Kim
Director · 10% Owner · Other
Period of report
Dec 31, 2018
Accepted (ET)
Feb 14, 2019 · 5:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001047127
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF9 | Feb 21, 2018 | J | 63,880 | $10.11 | D | 14,489,497 | I | By self as trustee |
| Common StockF9 | Feb 21, 2018 | J | 63,880 | $10.11 | A | 54,621,203 | D | |
| Common StockF9 | Apr 4, 2018 | J | 2,138,382 | $9.63 | D | 14,489,497 | I | By self as trustee |
| Common StockF9 | Jul 9, 2018 | J | 7,828,682 | $8.85 | D | 14,489,497 | I | By self as trustee |
| Common StockF9 | Jul 9, 2018 | J | 7,828,682 | $8.85 | A | 14,489,497 | I | By self as trustee |
| Common StockF9 | Sep 7, 2018 | J | 2,470,150 | $7.86 | D | 54,621,203 | D | |
| Common StockF9 | Sep 7, 2018 | J | 2,470,150 | $7.86 | A | 14,489,497 | I | By self as trustee |
| Common StockF9 | Sep 21, 2018 | J | 941,223 | $7.82 | D | 14,489,497 | I | By self as trustee |
| Common StockF9 | Sep 21, 2018 | J | 941,223 | $7.82 | A | 54,621,203 | D | |
| Common StockF9 | Oct 5, 2018 | J | 1,139,605 | $7.16 | D | 14,489,497 | I | By self as trustee |
| Common StockF9 | Oct 5, 2018 | J | 1,139,605 | $7.16 | D | 14,489,497 | I | By self as trustee |
| Common StockF9 | Oct 8, 2018 | J | 2,000,000 | $6.93 | A | 14,489,497 | I | By self as trustee |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On February 21, 2018, the James J. Kim 2014 Qualified Annuity Trust U/A dated 10/13/14 distributed 63,880 shares to James J. Kim. James J. Kim and Susan Y. Kim are co- trustees.
- F2On April 4, 2018, the John T. Kim 2012 Irrevocable Trust U/A dated 12/11/12 transferred 2,138,382 shares of the Issuer's Common Stock to John T. Kim. John T. Kim and James J. Kim are co-trustees.
- F3On July 9, 2018, the John T. Kim 2012 Irrevocable Trust U/A dated 12/11/12 transferred 7,828,682 shares of the Issuer's Common Stock to the Family Trust under the John T. Kim 2012 Irrevocable Trust dated 12/11/12. John T. Kim and James J. Kim are co-trustees.
- F4On September 7, 2018, James J. Kim transferred 2,470,150 shares of the Issuer's Common Stock to the James J. Kim 2018-1 Qualified Annuity Trust U/A dtd 8/30/18. James J. Kim and Susan Y. Kim are co-trustees.
- F5On September 21, 2018, the James J. Kim 2013 Qualified Annuity Trust U/A Dated 5/17/13 distributed 941,223 shares of the Issuer's Common Stock to James J. Kim. James J. Kim and Susan Y. Kim are co-trustees.
- F6On October 5, 2018, the James J. Kim 2013 Qualified Annuity Trust U/A Dated 5/17/13 distributed 1,139,605 shares of the Issuer's Common Stock to Susan Y. Kim. James J. Kim and Susan Y. Kim are co-trustees.
- F7On October 5, 2018, the James J. Kim 2013 Qualified Annuity Trust U/A Dated 5/17/13 distributed 1,139,605 shares of the Issuer's Common Stock to John T. Kim. James J. Kim and Susan Y. Kim are co-trustees.
- F8On October 8, 2018, Susan Y. Kim transferred 2,000,000 shares of the Issuer's Common Stock to the Qualified Annuity Trust under the Susan Y. Kim 2018-1 Irrevocable Trust Agreement dtd 8/29/18. James J. Kim and Susan Y. Kim are co-trustees.
- F9The reporting person disclaims beneficial ownership of these securities, except to the extent of the reporting person's pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities, except to the extent of the reporting person's pecuniary interest therein, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.