SEC Form 5 · accession 0000899243-19-003646

AMKOR TECHNOLOGY, INC. · AMKR

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Susan Y Kim

Director · 10% Owner · Other

Period of report

Dec 31, 2018

Accepted (ET)

Feb 14, 2019 · 5:18 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001047127

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F10	Feb 21, 2018	J	63,880	$10.11	D	34,581,825	I	By self as trustee
Common Stock^F10	Mar 13, 2018	J	2,779,777	$11.42	D	34,581,825	I	By self as trustee
Common Stock^F10	Mar 13, 2018	J	2,779,777	$11.42	A	34,581,825	I	By self as trustee
Common Stock^F10	Mar 23, 2018	J	1,789,775	$10.64	A	34,581,825	I	By self as trustee
Common Stock^F10	Aug 16, 2018	J	560,450	$8.90	D	34,581,825	I	By self as trustee
Common Stock^F10	Aug 16, 2018	J	560,450	$8.90	A	31,453,610	D
Common Stock^F10	Sep 7, 2018	J	2,470,150	$7.86	A	34,581,825	I	By self as trustee
Common Stock^F10	Sep 21, 2018	J	941,223	$7.82	D	34,581,825	I	By self as trustee
Common Stock^F10	Oct 5, 2018	J	1,139,605	$7.16	D	34,581,825	I	By self as trustee
Common Stock^F10	Oct 5, 2018	J	1,139,605	$7.16	A	31,453,610	D
Common Stock^F10	Oct 5, 2018	J	1,139,605	$7.16	D	34,581,825	I	By self as trustee
Common Stock^F10	Oct 8, 2018	J	2,000,000	$6.93	D	31,453,610	D
Common Stock^F10	Oct 8, 2018	J	2,000,000	$6.93	A	34,581,825	I	By self as trustee

Table II — derivative securities

No Table II lines on this filing.

Explanation of responses

F1On February 21, 2018, the James J. Kim 2014 Qualified Annuity Trust U/A dated 10/13/14 distributed 63,880 shares to James J. Kim. James J. Kim and Susan Y. Kim are co-trustees.
F10The reporting person disclaims beneficial ownership of these securities, except to the extent of the reporting person's pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities, except to the extent of the reporting person's pecuniary interest therein, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
F2On March 13, 2018, the Susan Y. Kim 2012 Irrevocable Trust dated 7/26/12 distributed 2,779,777 shares to the Susan Y. Kim Family Trust under the Susan Y. Kim 2012 Irrevocable Trust dated 7/26/12. Susan Y. Kim and John T. Kim are co-trustees.
F3On March 23, 2018, John T. Kim transferred 1,789,775 shares of the Issuer's Common Stock to the Qualified Annuity Trust under the John T. Kim 2018 Irrevocable Trust Agreement dated 2/6/18. Susan Y. Kim and John T. Kim are co-trustees.
F4On August 16, 2018, the Susan Y. Kim 2015 Irrevocable Trust U/A Dated 3/16/15 distributed 560,450 shares of the Company's Common Stock to Susan Y. Kim. Susan Y. Kim and John T. Kim are co-trustees.
F5On September 7, 2018, James J. Kim transferred 2,470,150 shares of the Issuer's Common Stock to the James J. Kim 2018-1 Qualified Annuity Trust U/A dtd 8/30/18. James J. Kim and Susan Y. Kim are co-trustees.
F6On September 21, 2018, the James J. Kim 2013 Qualified Annuity Trust U/A Dated 5/17/13 distributed 941,223 shares of the Issuer's Common Stock to James J. Kim. James J. Kim and Susan Y. Kim are co-trustees.
F7On October 5, 2018, the James J. Kim 2013 Qualified Annuity Trust U/A Dated 5/17/13 distributed 1,139,605 shares of the Issuer's Common Stock to Susan Y. Kim. James J. Kim and Susan Y. Kim are co-trustees.
F8On October 5, 2018, the James J. Kim 2013 Qualified Annuity Trust U/A Dated 5/17/13 distributed 1,139,605 shares of the Issuer's Common Stock to John T. Kim. James J. Kim and Susan Y. Kim are co-trustees.
F9On October 8, 2018, Susan Y. Kim transferred 2,000,000 shares of the Issuer's Common Stock to the Qualified Annuity Trust under the Susan Y. Kim 2018-1 Irrevocable Trust Agreement dtd 8/29/18. James J. Kim and Susan Y. Kim are co-trustees.