SEC Form 4 · accession 0000899243-18-028045
AMKOR TECHNOLOGY, INC. · AMKR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James J Kim
Director · 10% Owner · Other
Period of report
Oct 31, 2018
Accepted (ET)
Nov 2, 2018 · 5:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001047127
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Oct 31, 2018 | J | 4,085,000 | $7.19 | A | 54,621,203 | D | |
| Common StockF3 | holding | — | — | — | 14,489,497 | I | By self as trustee |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On October 31, 2018, 4,085,000 shares of the Issuer's Common Stock were transferred from Turquoise Investments Ltd., a Cayman Islands corporation, to James J. Kim. All of the stock of Turquoise Investments Ltd. is owned by Swallow Ltd., a Cayman Islands corporation. All of the stock of Swallow Ltd. is owned by an irrevocable trust created May 10, 1994 of which James J. Kim is the sole beneficiary. The trust was funded by the father of James J. Kim. Turquoise Investments Ltd. and Swallow Ltd. are being dissolved and the trust is being terminated.
- F2Includes 49,594,980 shares held by 915 Investments, LP, in which the reporting person is the general partner.
- F3The reporting person disclaims beneficial ownership of these securities, except to the extent of the reporting person's pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities, except to the extent of the reporting person's pecuniary interest therein, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.