SEC Form 5 · accession 0000899243-18-003808
AMKOR TECHNOLOGY, INC. · AMKR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Susan Y Kim
Director · 10% Owner · Other
Period of report
Dec 31, 2017
Accepted (ET)
Feb 14, 2018 · 12:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001047127
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF5 | Feb 22, 2017 | J | 53,105 | $10.25 | D | 32,166,663 | I | By self as trustee |
| Common StockF5 | Aug 11, 2017 | J | 480,540 | $8.63 | D | 32,166,663 | I | By self as trustee |
| Common Stock | Aug 11, 2017 | J | 480,540 | $8.63 | A | 31,804,501 | D | |
| Common StockF5 | Sep 11, 2017 | J | 686,108 | $9.06 | D | 32,166,663 | I | By self as trustee |
| Common StockF5 | Nov 15, 2017 | J | 1,661,294 | $10.66 | D | 32,166,663 | I | By self as trustee |
| Common Stock | Nov 15, 2017 | J | 1,661,294 | $10.66 | A | 31,804,501 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On February 22, 2017, the James J. Kim 2014 Qualified Annuity Trust U/A dated October 13, 2014 distributed 53,105 shares to James J. Kim. James J. Kim and Susan Y. Kim are co- trustees of the trust.
- F2On August 11, 2017, the Susan Y. Kim 2015 Irrevocable Trust U/A Dated March 16, 2015 distributed 480,540 shares of the Company's Common Stock to Susan Y. Kim. Susan Y. Kim and John T. Kim are co-trustees.
- F3On September 11, 2017, the James J. Kim 2013 Qualified Annuity Trust U/A Dated 5/17/13 distributed 686,108 shares of the Company's Common Stock to James J. Kim. James J. Kim and Susan Y. Kim are co-trustees.
- F4On November 15, 2017, the Susan Y. Kim 2012 Irrevocable Trust dated July 26, 2012 distributed 1,661,294 shares to Susan Y. Kim. Susan Y. Kim and John T. Kim are co-trustees.
- F5The reporting person disclaims beneficial ownership of these securities, except to the extent of the reporting person's pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities, except to the extent of the reporting person's pecuniary interest therein, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.