SEC Form 5 · accession 0000899243-18-003799
AMKOR TECHNOLOGY, INC. · AMKR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James J Kim
Director · 10% Owner · Other
Period of report
Dec 31, 2017
Accepted (ET)
Feb 14, 2018 · 12:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001047127
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF4 | Feb 22, 2017 | J | 53,105 | $10.25 | D | 15,442,042 | I | By self as trustee |
| Common Stock | Feb 22, 2017 | J | 53,105 | $10.25 | A | 52,301,250 | D | |
| Common StockF4 | Mar 2, 2017 | J | 1,687,829 | $10.21 | D | 15,442,042 | I | By self as trustee |
| Common StockF4 | Sep 11, 2017 | J | 686,108 | $9.06 | D | 15,442,042 | I | By self as trustee |
| Common Stock | Sep 11, 2017 | J | 686,108 | $9.06 | A | 52,301,250 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On February 22, 2017, the James J. Kim 2014 Qualified Annuity Trust U/A dated October 13, 2014 distributed 53,105 shares to James J. Kim. James J. Kim and Susan Y. Kim are co- trustees of the trust.
- F2On March 2, 2017, the John T. Kim Irrevocable Trust U/A Dated 12/11/12 distributed 1,687,829 shares to the John T. Kim Trust of December 31, 1987. John T. Kim and James J. Kim are trustees of the John T. Kim Irrevocable Trust U/A Dated 12/11/12. John T. Kim is the sole trustee of the John T. Kim Trust of December 31, 1987.
- F3On September 11, 2017, the James J. Kim 2013 Qualified Annuity Trust U/A Dated 5/17/13 distributed 686,108 shares of the Company's Common Stock to James J. Kim. James J. Kim and Susan Y. Kim are co-trustees.
- F4The reporting person disclaims beneficial ownership of these securities, except to the extent of the reporting person's pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities, except to the extent of the reporting person's pecuniary interest therein, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.