SEC Form 5 · accession 0000899243-17-004200
AMKOR TECHNOLOGY, INC. · AMKR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Susan Y Kim
Director · 10% Owner · Other
Period of report
Dec 31, 2016
Accepted (ET)
Feb 15, 2017 · 3:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001047127
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF5 | Feb 22, 2016 | J | 94,950 | $4.79 | D | 35,047,710 | I | By self as trustee |
| Common StockF5 | Jul 18, 2016 | J | 568,780 | $6.09 | D | 35,047,710 | I | By self as trustee |
| Common Stock | Jul 18, 2016 | J | 568,780 | $6.09 | A | 29,622,339 | D | |
| Common StockF5 | Aug 4, 2016 | J | 683,460 | $7.58 | D | 35,047,710 | I | By self as trustee |
| Common StockF5 | Nov 3, 2016 | J | 1,414,250 | $10.40 | D | 35,047,710 | I | By self as trustee |
| Common Stock | Nov 3, 2016 | J | 1,414,250 | $10.40 | A | 29,622,339 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On February 22, 2016, the James J. Kim 2014 Qualified Annuity Trust U/A dated October 13, 2014 distributed 94,950 shares to James J. Kim. James J. Kim and Susan Y. Kim are co- trustees of the trust.
- F2On July 18, 2016, the Susan Y. Kim 2015 Irrevocable Trust U/A Dated 3/16/15 distributed 568,780 shares of the Company's Common Stock to Susan Y. Kim. Susan Y. Kim and John T. Kim are co-trustees.
- F3On August 4, 2016, the James J. Kim 2013 Qualified Annuity Trust U/A Dated 5/17/13 distributed 683,460 shares of the Company's Common Stock to James J. Kim. James J. Kim and Susan Y. Kim are co-trustees.
- F4On November 3, 2016, the Susan Y. Kim 2012 Irrevocable Trust U/A Dated 7/26/12 distributed 1,414,250 shares of the Company's Common Stock to Susan Y. Kim. Susan T. Kim and John T. Kim are trustees of the trust.
- F5The reporting person disclaims beneficial ownership of these securities, except to the extent of the reporting person's pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities, except to the extent of the reporting person's pecuniary interest therein, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.