SEC Form 4 · accession 0000899243-16-028518
AMKOR TECHNOLOGY, INC. · AMKR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Charles Stone
Officer — Exec - Vice President
Period of report
Sep 2, 2016
Accepted (ET)
Sep 6, 2016 · 1:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001047127
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 2, 2016 | M | 3,400 | $8.67 | A | 3,400 | D | |
| Common StockF1 | Sep 2, 2016 | S | 3,400 | $9.2516 | D | 3,400 | D | |
| Common Stock | holding | — | — | — | 30,035 | D | ||
| Common Stock | holding | — | — | — | 2,000 | I | Held in Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $8.67 | Sep 2, 2016 | M | 3,400 | D | Dec 14, 2009 | Dec 14, 2017 | Amkor Technology, Inc. | 3,400 | 36,600 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average. Shares sold in multiple transactions at prices ranging from 9.25 to 9.27.