SEC Form 5 · accession 0000899243-16-013373
AMKOR TECHNOLOGY, INC. · AMKR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John T Kim
Director · 10% Owner · Other
Period of report
Dec 31, 2015
Accepted (ET)
Feb 16, 2016 · 1:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001047127
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF5 | Mar 19, 2015 | J | 1,317,085 | $9.09 | A | 61,560,526 | I | By self as trustee |
| Common StockF5 | Mar 19, 2015 | J | 1,317,085 | $9.09 | D | 61,560,526 | I | By self as trustee |
| Common StockF5 | May 12, 2015 | G | 3,497,613 | $6.92 | A | 61,560,526 | I | By self as trustee |
| Common StockF5 | Oct 28, 2015 | J | 1,883,340 | $6.36 | D | 61,560,526 | I | By self as trustee |
| Common StockF5 | Nov 6, 2015 | J | 48,535 | $6.59 | D | 61,560,526 | I | By self as trustee |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On March 19, 2015, the John T. Kim 2012 Irrevocable Trust Dated 12/11/12 distributed 1,317,085 shares to the John T. Kim Trust of December 31, 1987. James J. Kim and John T. Kim are co-trustees of the John T. Kim 2012 Irrevocable Trust Dated 12/11/12. John T. Kim is the sole trustee of the John T. Kim Trust of December 31, 1987.
- F2On May 12, 2015, Susan Y. Kim gifted 3,497,613 shares to the Susan Y. Kim 2015 Irrevocable Trust U/A dated March 16, 2015. Susan Y. Kim and John T. Kim are co-trustees.
- F3On October 28, 2015, the Susan Y. Kim 2012 Irrevocable Trust U/A Dated July 26, 2012 distributed 1,883,340 shares to Susan Y. Kim. Susan Y. Kim and John T. Kim are co-trustees.
- F4On November 6, 2015, Susan Y. Kim 2012 Irrevocable Trust U/A Dated July 26, 2012 distributed 48,535 shares to Susan Y. Kim. Susan Y. Kim and John T. Kim are co-trustees.
- F5The Reporting Person may be deemed to own 61,560,526 shares. Of these shares, 160,000 are options exercisable within 60 days of December 31, 2015, with the remaining shares owned indirectly through various family trusts and Sujoda Investments, L.P., a limited partnership established for the benefit of members of the James J. Kim family. This total includes those shares indirectly owned that are listed above. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities, except to the extent of his pecuniary interest therein, for purposes of the Securities Exchange Act of 1934, as amended, or for any other purpose.