SEC Form 5 · accession 0000899243-16-013370

AMKOR TECHNOLOGY, INC. · AMKR

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Susan Y Kim

Director · 10% Owner · Other

Period of report

Dec 31, 2015

Accepted (ET)

Feb 16, 2016 · 12:53 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001047127

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F6	May 12, 2015	G	3,497,613	$6.92	D	47,875,525	D
Common Stock^F6	May 12, 2015	G	3,497,613	$6.92	A	47,875,525	I	By self as trustee
Common Stock^F6	Sep 21, 2015	J	888,647	$4.86	D	47,875,525	I	By self as trustee
Common Stock^F6	Oct 28, 2015	J	1,883,340	$6.36	D	47,875,525	I	By self as trustee
Common Stock^F6	Oct 28, 2015	J	1,883,340	$6.36	A	47,875,525	D
Common Stock^F6	Nov 6, 2015	J	48,535	$6.59	D	47,875,525	I	By self as trustee
Common Stock^F6	Nov 6, 2015	J	48,535	$6.59	A	47,875,525	D

Table II — derivative securities

No Table II lines on this filing.

Explanation of responses

F1On May 12, 2015, Susan Y. Kim gifted 3,497,613 shares to the Susan Y. Kim 2015 Irrevocable Trust U/A dated March 16, 2015. Susan Y. Kim and John T. Kim are co-trustees.
F2On May 12, 2015, Susan Y. Kim gifted 3,497,613 shares to the Susan Y. Kim 2015 Irrevocable Trust U/A dated March 16, 2015. Susan Y. Kim and John T. Kim are co-trustees.
F3On September 21, 2015, the James J. Kim 2013 Qualified Annuity Trust U/A Dated 5/17/13 distributed 888,647 to James J. Kim. Susan Y. Kim and James J. Kim are co-trustees.
F4On October 28, 2015, Susan Y. Kim 2012 Irrevocable Trust Dated July 26, 2012 distributed 1,883,340 shares to Susan Y. Kim. Susan Y. Kim and John T. Kim are co-trustees.
F5On November 6, 2015, Susan Y. Kim 2012 Irrevocable Trust Dated July 26, 2012 distributed 48,535 shares to Susan Y. Kim. Susan Y. Kim and John T. Kim are co-trustees.
F6The Reporting Person may be deemed to own 47,875,525 shares. Susan owns 1,939,669 shares directly and 5,000 options exercisable within 60 days of December 31, 2015. All remaining shares are indirectly owned through various family trusts and Sujoda Investments, L.P., a limited partnership established for the benefit of members of the James J. Kim family. This total includes those shares indirectly owned that are listed above. The Reporting Person disclaims beneficial ownership of these securities except to the extent of her pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities, except to the extent of her pecuniary interest therein, for purposes of the Securities Exchange Act of 1934, as amended, or for any other purpose.