SEC Form 4 · accession 0001047122-18-000102
RAYTHEON CO/ · RTN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas A Kennedy
Officer — Chairman and CEO · Director
Period of report
Mar 23, 2018
Accepted (ET)
Mar 27, 2018 · 5:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001047122
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 23, 2018 | M | 10,495 | — | A | 64,873 | D | |
| Common Stock | Mar 23, 2018 | F | 4,419 | $214.57 | D | 60,454 | D | |
| Common StockF2,F3 | Mar 23, 2018 | S | 200 | $209.705 | D | 60,254 | D | |
| Common StockF2,F4 | Mar 23, 2018 | S | 300 | $210.79 | D | 59,954 | D | |
| Common StockF2,F5 | Mar 23, 2018 | S | 300 | $211.7867 | D | 59,654 | D | |
| Common StockF2,F6 | Mar 23, 2018 | S | 200 | $213.505 | D | 59,454 | D | |
| Common StockF2,F7 | Mar 23, 2018 | S | 1,688 | $214.8045 | D | 57,766 | D | |
| Common StockF2,F8 | Mar 23, 2018 | S | 1,500 | $215.9313 | D | 56,266 | D | |
| Common StockF2,F9 | Mar 23, 2018 | S | 1,300 | $216.7654 | D | 54,966 | D | |
| Common StockF2,F10 | Mar 23, 2018 | S | 200 | $218.115 | D | 54,766 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F11 | — | Mar 23, 2018 | M | 10,495 | D | — | Mar 23, 2020 | Common Stock | 10,495 | 69,399 | D |
Explanation of responses
- F1Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit.
- F10The reported price is based on a weighted average of multiple same-day transactions with prices ranging from $217.84 to $218.39 per share. Full information regarding the number of shares sold at each separate price is available to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer upon request.
- F11Vesting of RSUs and delivery of shares with respect to the RSUs awarded on March 23, 2016 pursuant to the Reporting Person's RSU Agreement.
- F2The stock sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 28, 2017.
- F3The reported price is based on a weighted average of multiple same-day transactions with prices ranging from $209.59 to $209.82 per share. Full information regarding the number of shares sold at each separate price is available to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer upon request.
- F4The reported price is based on a weighted average of multiple same-day transactions with prices ranging from $210.70 to $210.96 per share. Full information regarding the number of shares sold at each separate price is available to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer upon request.
- F5The reported price is based on a weighted average of multiple same-day transactions with prices ranging from $211.27 to $212.15 per share. Full information regarding the number of shares sold at each separate price is available to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer upon request.
- F6The reported price is based on a weighted average of multiple same-day transactions with prices ranging from $213.23 to $213.78 per share. Full information regarding the number of shares sold at each separate price is available to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer upon request.
- F7The reported price is based on a weighted average of multiple same-day transactions with prices ranging from $214.35 to $215.28 per share. Full information regarding the number of shares sold at each separate price is available to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer upon request.
- F8The reported price is based on a weighted average of multiple same-day transactions with prices ranging from $215.41 to $216.33 per share. Full information regarding the number of shares sold at each separate price is available to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer upon request.
- F9The reported price is based on a weighted average of multiple same-day transactions with prices ranging from $216.41 to $217.24 per share. Full information regarding the number of shares sold at each separate price is available to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer upon request.