SEC Form 4 · accession 0001047122-16-000334
RAYTHEON CO/ · RTN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas A Kennedy
Officer — Chairman and CEO · Director
Period of report
Nov 28, 2016
Accepted (ET)
Nov 30, 2016 · 5:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001047122
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 28, 2016 | M | 1,339 | — | A | 90,724 | D | |
| Common Stock | Nov 28, 2016 | F | 1,339 | $148.90 | D | 89,385 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Nov 28, 2016 | M | 1,339 | D | — | Mar 23, 2020 | Common Stock | 1,339 | 30,148 | D |
Explanation of responses
- F1Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit.
- F2Vesting of RSUs and delivery of shares to satisfy federal tax obligations with respect to the RSUs awarded on March 23, 2016 pursuant to the Reporting Person's RSU Agreement.