SEC Form 4 · accession 0001047122-15-000050
RAYTHEON CO/ · RTN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard R Yuse
Officer — Vice President
Period of report
Dec 1, 2014
Accepted (ET)
Feb 18, 2015 · 9:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001047122
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 1, 2014 | M | 387 | — | A | 65,826 | D | |
| Common Stock | Dec 1, 2014 | F | 387 | $106.28 | D | 65,439 | D | |
| Common StockF2 | Feb 13, 2015 | A | 47,552 | $0.00 | A | 112,991 | D | |
| Common Stock | Feb 13, 2015 | F | 23,486 | $107.03 | D | 89,505 | D | |
| Common StockF3,F4 | Feb 18, 2015 | S | 21,300 | $106.0006 | D | 68,205 | D | |
| Common StockF3,F5 | Feb 18, 2015 | S | 2,766 | $106.6164 | D | 65,439 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F6 | — | Dec 1, 2014 | M | 387 | D | — | May 29, 2018 | Common Stock | 8,250 | 7,863 | D |
Explanation of responses
- F1Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit.
- F2Shares of the Issuer's Common Stock issued to the Reporting Person pursuant to the settlement of such person's award under the Issuer's 2012-2014 Long-Term Performance Plan.
- F3The stock sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 25, 2014.
- F4The reported price is based on a weighted average of multiple same-day transactions with prices ranging from $105.48 to $106.47 per share. Full information regarding the number of shares sold at each separate price is available to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer upon request.
- F5The reported price is based on a weighted average of multiple same-day transactions with prices ranging from $106.48 to $106.82 per share. Full information regarding the number of shares sold at each separate price is available to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer upon request.
- F6Vesting of RSUs and delivery of shares to satisfy federal tax obligations with respect to the RSUs awarded on May 29, 2014 pursuant to the Reporting Person's RSU Agreement.