SEC Form 4 · accession 0001047122-15-000043
RAYTHEON CO/ · RTN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard A Goglia
Officer — Vice President, Treasurer
Period of report
Dec 1, 2014
Accepted (ET)
Feb 18, 2015 · 9:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001047122
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 1, 2014 | M | 99 | — | A | 21,783 | D | |
| Common Stock | Dec 1, 2014 | F | 99 | $106.28 | D | 21,684 | D | |
| Common StockF2 | Feb 13, 2015 | A | 15,217 | $0.00 | A | 36,901 | D | |
| Common Stock | Feb 13, 2015 | F | 5,832 | $107.03 | D | 31,069 | D | |
| Common StockF3 | holding | — | — | — | 23 | I | 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F4 | — | Dec 1, 2014 | M | 99 | D | — | May 29, 2018 | Common Stock | 2,320 | 5,283 | D |
Explanation of responses
- F1Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit.
- F2Shares of the Issuer's Common Stock issued to the Reporting Person pursuant to the settlement of such person's award under the Issuer's 2012-2014 Long-Term Performance Plan.
- F3The Reporting Person indirectly beneficially owns 23 shares of the Issuer's Common Stock based on funds in the Reporting Person's Savings and Investment Plan/Excess Savings Plan Account divided by $107.03, the closing price of the Issuer's Common Stock on February 13, 2015.
- F4Vesting of RSUs and delivery of shares to satisfy federal tax obligations with respect to the RSUs awarded on May 29, 2014 pursuant to the Reporting Person's RSU Agreement.