SEC Form 4 · accession 0001213900-16-016140
EMAGIN CORP · EMAN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew George Sculley Jr.
Officer — CEO & President · Director
Period of report
Aug 12, 2016
Accepted (ET)
Aug 16, 2016 · 7:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001046995
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1,F2 | $2.66 | Aug 12, 2016 | A | 150,000 | A | — | Aug 12, 2023 | Common Stock | 150,000 | 150,000 | D |
Explanation of responses
- F1These securities were approved by the board with an exercise price contingent on the greater of the fair market value on July 27, 2016 or August 12, 2016.
- F2These securities vest as follows: 20% on the date of grant and 20% on each of the first four anniversaries.
Remarks
Exhibit List: Exhibit 24 - Power of Attorney