SEC Form 4 · accession 0001181431-15-004509
PERDOCEO EDUCATION Corp · PRDO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Diane Auer Jones
Officer — SVP, Chief Ext Affairs Officer
Period of report
Mar 10, 2015
Accepted (ET)
Mar 11, 2015 · 5:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001046568
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 10, 2015 | D | 17,624 | $0.00 | D | 1,745 | D | |
| Common StockF2 | Mar 10, 2015 | D | 1,745 | $0.00 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F3 | $2.72 | Mar 10, 2015 | D | 21,348 | D | — | Mar 4, 2023 | Common Stock | 21,348 | 0 | D |
| Non-Qualified Stock Option (right to buy)F3 | $7.33 | Mar 10, 2015 | D | 24,420 | D | — | Mar 4, 2024 | Common Stock | 24,420 | 0 | D |
| Non-Qualified Stock Option (right to buy)F3 | $5.90 | Mar 10, 2015 | D | 27,112 | D | — | Mar 6, 2025 | Common Stock | 27,112 | 0 | D |
| Cash-Settled RSUF4,F3 | — | Mar 10, 2015 | D | 11,742 | D | — | Mar 14, 2017 | Common Stock | 11,742 | 0 | D |
| Cash-Settled RSUF4,F3 | — | Mar 10, 2015 | D | 5,100 | D | — | Mar 14, 2019 | Common Stock | 5,100 | 0 | D |
Explanation of responses
- F1Reflects forfeiture of restricted stock units in connection with Reporting Person's departure from the Issuer.
- F2Reflects forfeiture of restricted stock in connection with Reporting Person's departure from the Issuer.
- F3Not applicable due to forfeiture.
- F4Each cash-settled RSU is the economic equivalent of one share of Issuer's common stock.