SEC Form 4 · accession 0001209191-17-053370
REALNETWORKS INC · RNWK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William Patrizio
Officer — President, Consumer Media
Period of report
Sep 19, 2017
Accepted (ET)
Sep 19, 2017 · 7:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001046327
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 19, 2017 | M | 10,000 | $0.00 | A | 10,000 | D | |
| Common StockF2 | Sep 19, 2017 | F | 2,735 | $4.61 | D | 7,265 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Unit AwardF3 | $0.00 | Sep 19, 2017 | M | 10,000 | D | Sep 19, 2017 | Sep 19, 2017 | Common Stock | 0 | 0 | D |
Explanation of responses
- F1Vested restricted stock units were distributed to the reporting person, without payment, in shares of common stock on a unit-for-share basis.
- F2Shares deemed surrendered in payment of the tax liability resulting from the vesting of restricted stock units.
- F3Converts into common stock on a unit-for-share basis on the share distribution date.