SEC Form 4 · accession 0001209191-17-031983
REALNETWORKS INC · RNWK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Cary Baker
Officer — SVP, CFO & Treasurer
Period of report
May 11, 2017
Accepted (ET)
May 12, 2017 · 4:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001046327
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $4.29 | May 11, 2017 | A | 200,000 | A | May 1, 2018 | May 1, 2024 | Common Stock | 200,000 | 200,000 | D |
Explanation of responses
- F125% of the option vests on the one-year anniversary of the vesting commencement date, and an additional 12.5% of the option vests upon the completion of each successive six months of employment until the option becomes fully vested on May 1, 2021.