SEC Form 4 · accession 0001209191-16-146881
REALNETWORKS INC · RNWK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher Richardson Jones
Director
Period of report
Oct 21, 2016
Accepted (ET)
Oct 25, 2016 · 4:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001046327
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 21, 2016 | M | 3,221 | $0.00 | A | 3,221 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | $0.00 | Oct 21, 2016 | M | 3,221 | D | Oct 21, 2016 | Oct 21, 2016 | Common Stock | 3,221 | 0 | D |
Explanation of responses
- F1Vested restricted stock units were distributed to the reporting person, without payment, in shares of common stock on a unit-for-share basis.
- F2Converts into common stock on a unit-for-share basis on the share distribution date.
- F3The restricted stock units vest in 3 substantially equal monthly installments until fully vested on 10/21/2016, provided that the reporting person continues to serve as a director through such date. The share distribution date applicable to the restricted stock units is the sooner to occur of (1) 10/21/2016 or (2) the date of separation from the Board.