SEC Form 4 · accession 0001209191-16-142581
REALNETWORKS INC · RNWK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Janice M Roberts
Director
Period of report
Sep 22, 2016
Accepted (ET)
Sep 23, 2016 · 3:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001046327
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $4.37 | Sep 22, 2016 | A | 15,000 | A | Sep 22, 2017 | Sep 22, 2023 | Common Stock | 15,000 | 15,000 | D |
| Restricted Stock UnitF2,F3 | $0.00 | Sep 22, 2016 | A | 10,297 | A | Sep 22, 2017 | Sep 22, 2017 | Common Stock | 10,297 | 10,297 | D |
Explanation of responses
- F1The options will vest and become exercisable in 12 substantially equal monthly installments until the options become fully vested and exercisable on the first anniversary of the grant date, provided that the reporting individual continues to serve as a director of RealNetworks through such date.
- F2Converts into common stock on a unit-for-share basis upon vesting.
- F3The restricted stock units vest in 12 substantially equal monthly installments until fully vested on the first anniversary of the grant date, provided that the reporting person continues to serve as a director through such date.