SEC Form 4 · accession 0001209191-16-134469
REALNETWORKS INC · RNWK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher Richardson Jones
Director
Period of report
Jul 28, 2016
Accepted (ET)
Jul 29, 2016 · 5:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001046327
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $4.28 | Jul 28, 2016 | A | 4,596 | A | Oct 21, 2016 | Jul 28, 2023 | common stock | 4,596 | 4,596 | D |
| Restricted Stock UnitsF2,F3 | $0.00 | Jul 28, 2016 | A | 3,221 | A | Oct 21, 2016 | Oct 21, 2016 | common stock | 3,221 | 3,221 | D |
Explanation of responses
- F1The option will vest and become exercisable in 3 substantially equal monthly installments until the option becomes fully vested and exercisable on 10/21/2016, provided that the reporting individual continues to serve as a director of RealNetworks through such date.
- F2Each restricted stock unit represents a contingent right to receive one share of RealNetworks common stock.
- F3The restricted stock units vest in 3 substantially equal monthly installments until fully vested on 10/21/2016, provided that the reporting person continues to serve as a director through such date. The share distribution date applicable to the restricted stock units is the sooner to occur of (1) 10/21/2016 or (2) the date of separation from the Board.