SEC Form 4 · accession 0001209191-16-089769
REALNETWORKS INC · RNWK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael B Slade
Director
Period of report
Jan 4, 2016
Accepted (ET)
Jan 6, 2016 · 4:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001046327
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 4, 2016 | M | 3,676 | $0.00 | A | 18,603 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted stock unit awardF2,F3 | $0.00 | Jan 4, 2016 | M | 3,676 | D | Jan 4, 2016 | Jan 4, 2016 | common stock | 3,676 | 0 | D |
Explanation of responses
- F1Vested restricted stock units were distributed to the reporting person, without payment, in shares of common stock on a unit-for-share basis.
- F2Converts into Common Stock on a unit-for-share basis upon vesting.
- F3The restricted stock units fully vested on 01/04/2016.