SEC Form 4/A · accession 0001127602-17-007079
Ingredion Inc · INGR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Christine M. Castellano
Officer — Sr. VP, GC, Corp. Sec. & CCO
Period of report
Feb 7, 2017
Accepted (ET)
Feb 17, 2017 · 6:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001046257
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 7, 2017 | F | 1,065 | $118.97 | D | 21,263 | D | |
| Common StockF3 | Feb 7, 2017 | D | 840 | $0.00 | D | 20,423 | D | |
| Common StockF5 | Feb 7, 2017 | A | 840 | $0.00 | A | 840 | I | Phantom Stock |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Amended to correct the number of shares withheld to pay applicable taxes upon the vesting of performance share award granted February 4, 2014, which did not reflect the deferral referenced in footnote (2).
- F2This transaction was omitted from the reporting person's original Form 4. Receipt of 840 of the shares issuable upon the vesting of the performance share award granted February 4, 2014, was deferred by the reporting person who received instead 840 shares of phantom stock as deferred compensation pursuant to Ingredion Incorporated's Supplemental Executive Retirement Plan. As a result, the reporting person is reporting the disposition of 840 shares of common stock in exchange for an equal number of shares of phantom stock.
- F3Includes restricted stock units ("RSUs") acquired through deemed dividend reinvestment. RSUs acquired through deemed dividend reinvestment vest on the dates when the RSUs with respect to which they are deemed dividends vest.
- F4This transaction was omitted from the reporting person's original Form 4.
- F5Each phantom stock unit represents the right to receive one share of common stock.