SEC Form 4 · accession 0001127602-16-045852
Ingredion Inc · INGR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christine M. Castellano
Officer — Sr. VP, GC, Corp. Sec. & CCO
Period of report
Mar 7, 2016
Accepted (ET)
Mar 9, 2016 · 8:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001046257
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 7, 2016 | M | 3,600 | $34.36 | A | 18,257 | D | |
| Common Stock | Mar 7, 2016 | M | 3,600 | $25.58 | A | 21,857 | D | |
| Common StockF1,F2 | Mar 7, 2016 | F | 4,400 | $105.73 | D | 17,457 | D | |
| Common Stock | holding | — | — | — | 1,048 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (Right to Buy)F3 | $34.36 | Mar 7, 2016 | M | 3,600 | D | — | Jan 28, 2018 | Common Stock | 3,600 | 0 | D |
| Employee Stock Options (Right to Buy)F4 | $25.58 | Mar 7, 2016 | M | 3,600 | D | — | Jan 26, 2019 | Common Stock | 3,600 | 0 | D |
Explanation of responses
- F1Shares withheld to pay the exercise price of the options exercised and reported here and in Table II and to pay the applicable taxes in connection with those exercises.
- F2Includes restricted stock units ("RSUs") acquired through deemed dividend reinvestment. RSUs acquired through deemed dividend reinvestment vest on the dates when the RSUs with respect to which they are deemed dividends vest.
- F3The grant of options which included these options vested in three equal annual installments on January 29, 2009, 2010 and 2011.
- F4The grant of options which included these options vested in three equal annual installments on January 27, 2010, 2011 and 2012.