SEC Form 4 · accession 0001046203-18-000012
GUARANTY FEDERAL BANCSHARES INC · GFED
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sheri D Biser
Officer — EVP/CCO
Period of report
Mar 19, 2018
Accepted (ET)
Mar 21, 2018 · 12:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001046203
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Mar 19, 2018 | M | 1,500 | $5.40 | A | 1,500 | D | |
| COMMON STOCK | holding | — | — | — | 1,390 | I | IRA | |
| COMMON STOCK | holding | — | — | — | 1,145 | I | Restricted | |
| COMMON STOCK | holding | — | — | — | 6,189 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option Right to Buy | $5.40 | Mar 19, 2018 | M | 1,500 | D | Feb 9, 2010 | Feb 9, 2019 | COMMON STOCK | 0 | 0 | D |