SEC Form 4 · accession 0001046203-15-000015
GUARANTY FEDERAL BANCSHARES INC · GFED
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John F Griesemer
Director
Period of report
Mar 3, 2015
Accepted (ET)
Mar 4, 2015 · 9:04 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001046203
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Mar 3, 2015 | M | 15,000 | $5.25 | A | 15,000 | I | Self Trustee |
| COMMON STOCK | Mar 3, 2015 | M | 2,500 | $5.08 | A | 2,500 | I | Self Trustee |
| COMMON STOCK | Mar 3, 2015 | M | 2,500 | $5.30 | A | 2,500 | I | Self Trustee |
| COMMON STOCK | holding | — | — | — | 13,041 | I | Children | |
| COMMON STOCK | holding | — | — | — | 4,861 | I | Restricted | |
| COMMON STOCK | holding | — | — | — | 26,344 | I | Self Trustee | |
| COMMON STOCK | holding | — | — | — | 21,291 | I | IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OPTION RIGHT TO BUY | $5.25 | Mar 3, 2015 | M | 15,000 | D | Sep 23, 2011 | Sep 23, 2020 | COMMON STOCK | 0 | 0 | I |
| OPTION RIGHT TO BUY | $5.30 | Mar 3, 2015 | M | 2,500 | D | Jan 2, 2010 | Jan 2, 2019 | COMMON STOCK | 0 | 0 | I |
| OPTION RIGHT TO BUY | $5.08 | Mar 3, 2015 | M | 2,500 | D | Jan 4, 2011 | Jan 4, 2020 | COMMON STOCK | 0 | 0 | I |