SEC Form 4 · accession 0001046203-15-000001
GUARANTY FEDERAL BANCSHARES INC · GFED
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
H Michael Mattson
Officer — EVP/CLO
Period of report
Feb 2, 2015
Accepted (ET)
Feb 3, 2015 · 9:04 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001046203
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Feb 2, 2015 | M | 1,000 | $5.08 | A | 1,000 | D | |
| COMMON STOCK | holding | — | — | — | 9,000 | D | ||
| COMMON STOCK | holding | — | — | — | 13,813 | I | IRA | |
| COMMON STOCK | holding | — | — | — | 5,267 | I | Restricted |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OPTION RIGHT TO BUY | $5.08 | Feb 2, 2015 | M | 1,000 | D | Jan 4, 2011 | Jan 4, 2020 | COMMON STOCK | 0 | 0 | D |