SEC Form 4 · accession 0001209191-18-051993
RB GLOBAL INC. · RBA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marianne Marck
Officer — Chief Information Officer
Period of report
Sep 19, 2018
Accepted (ET)
Sep 21, 2018 · 7:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001046102
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Dividend Equivalent Rights (2016 PSUs)F1 | — | Sep 19, 2018 | A | 10 | A | — | — | Common Shares | 10 | 106 | D |
| Dividend Equivalent Rights (2017 RSUs)F2 | — | Sep 19, 2018 | A | 188 | A | — | — | Common Shares | 188 | 828 | D |
| Dividend Equivalent Rights (2018 RSUs)F3 | — | Sep 19, 2018 | A | 14 | A | — | — | Common Shares | 14 | 29 | D |
Explanation of responses
- F1Each dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. DERs accrued in respect of the 2016 PSUs vest and become exercisable concurrently with the PSUs to which they relate.
- F2Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2017 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.
- F3Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2018 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.