SEC Form 4 · accession 0001209191-18-051962
RB GLOBAL INC. · RBA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edward Baltazar Pitoniak
Director
Period of report
Sep 19, 2018
Accepted (ET)
Sep 21, 2018 · 5:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001046102
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | holding | — | — | — | 7,221 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Dividend Equivalent Rights (DSUs)F2 | — | Sep 19, 2018 | A | 82 | A | — | — | Common Shares | 82 | 1,144 | D |
Explanation of responses
- F1Includes 5,681 shares previously held through the Issuer's Non-Executive Director Long-Term Investment Plan which were distributed to the reporting person on August 23, 2018 and are now owned directly.
- F2The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.