SEC Form 4/A · accession 0001209191-18-048352
RB GLOBAL INC. · RBA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Kieran Colquhoun Holm
Officer — SVP, Ops Excl & Efficiencies
Period of report
Aug 22, 2018
Accepted (ET)
Aug 24, 2018 · 3:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001046102
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Aug 22, 2018 | M | 8,600 | $21.82 | A | 11,278 | D | |
| Common Shares | Aug 22, 2018 | M | 7,100 | $21.34 | A | 18,378 | D | |
| Common Shares | Aug 22, 2018 | S | 12,440 | $38.24 | D | 5,938 | D | |
| Common Shares | Aug 22, 2018 | S | 800 | $38.29 | D | 3,226 | I | Employee Stock Purchase Plan |
| Common Shares | holding | — | — | — | 1,724 | I | Long-Term Investment |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $21.82 | Aug 22, 2018 | M | 8,600 | D | — | Mar 11, 2020 | Common Shares | 8,600 | 0 | D |
| Employee Stock Option (Right to Buy)F2 | $21.34 | Aug 22, 2018 | M | 7,100 | D | — | Mar 5, 2023 | Common Shares | 7,100 | 0 | D |
Explanation of responses
- F1The option was granted on March 11, 2010 and vested in three equal annual installments beginning on March 11, 2011.
- F2The option was granted on March 5, 2013 and vested in three equal annual installments beginning on March 5, 2014.