SEC Form 4/A · accession 0001209191-18-039036
RB GLOBAL INC. · RBA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Darren Jeffrey Watt
Officer — Gen. Counsel & Corp. Secretary
Period of report
Mar 1, 2018
Accepted (ET)
Jun 21, 2018 · 6:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001046102
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1,F2 | $32.16 | Mar 1, 2018 | A | 16,325 | A | — | — | Common Shares | 16,325 | 16,325 | D |
| Restricted Shares Units (RSUs) - 2018F4,F3,F5 | — | Mar 1, 2018 | A | 1,996 | A | — | — | Common Shares | 1,996 | 1,996 | D |
Explanation of responses
- F1The option was granted on March 1, 2018 and vests in three equal annual installments beginning March 1, 2019.
- F2The option expires on March 1, 2028; provided, however, that if such date occurs during a black out period (as defined in the RBA Amended and Restated Stock Option Plan) applicable to the reporting person or within five business days (as defined in such Plan) after the last day of a black out period applicable to the reporting person, the expiry date for the option will be the last day of such five business day period.
- F3Each RSU represents a contingent right to receive one RBA common share (subject to shareholder approval) or the econommic equivalent thereof.
- F4This holding is being amended to reflect a correction in the calculation of shares granted as of the March 5, 2018 reporting date.
- F5The RSUs vest on 2/28/2021. The common shares underlying vested RSUs or the cash value equivalent thereof (determined in accordance with the Amended and Restated Senior Executive Restricted Share Unit Plan will be paid to the reporting person, net of tax, as soon as practicable following the end of the month in which the RSUs vest.