SEC Form 4 · accession 0001209191-17-067005
RB GLOBAL INC. · RBA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jim Barr
Officer — Group President
Period of report
Dec 20, 2017
Accepted (ET)
Dec 22, 2017 · 2:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001046102
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Dividend Equivalent Rights (2015 PSUs)F1 | — | Dec 20, 2017 | A | 137 | A | — | — | Common Shares | 137 | 1,317 | D |
| Dividend Equivalent Rights (2016 PSUs)F2 | — | Dec 20, 2017 | A | 39 | A | — | — | Common Shares | 39 | 234 | D |
Explanation of responses
- F1Each dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. The dividend equivalent rights accrued in respect of the 2015 grant of performance share units, and become exercisable proportionately with the performance share units to which they relate.
- F2Each dividend equivalent right represents a contingent right to receive one RBA common shares or the economic equivalent thereof. DERs accrued in respect of the 2016 PSUs vest and become exercisable concurently wit the PSUs to which they relate.