SEC Form 4 · accession 0001209191-17-053366
RB GLOBAL INC. · RBA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sharon Ruth Driscoll
Officer — Chief Financial Officer
Period of report
Sep 15, 2017
Accepted (ET)
Sep 19, 2017 · 7:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001046102
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Dividend Equivalent Rights (2015 RSUs)F2,F1 | — | Sep 15, 2017 | A | 5 | A | — | — | Common Shares | 5 | 46 | D |
| Dividend Equivalent Rights (2015 PSUs)F3 | — | Sep 15, 2017 | A | 91 | A | — | — | Common Shares | 91 | 764 | D |
Explanation of responses
- F1Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2015 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.
- F2Total adjusted number of shares to correct prior rounding.
- F3Each dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. The dividend equivalent rights accrued in respect of the 2015 grant of performance share units, and become exercisable proportionately with the performance share units to which they relate.