SEC Form 4 · accession 0001209191-17-036978
RB GLOBAL INC. · RBA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas P. Feick
Officer — SVP, Corp Dev & Intgr Opt
Period of report
May 31, 2017
Accepted (ET)
Jun 1, 2017 · 9:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001046102
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2,F1 | $14.04 | May 31, 2017 | A | 22,205 | A | — | Feb 4, 2026 | Common Shares | 22,205 | 22,205 | D |
| Employee Stock Option (Right to Buy)F4,F3 | $14.04 | May 31, 2017 | A | 6,055 | A | — | Feb 3, 2026 | Common Shares | 6,055 | 6,055 | D |
| Employee Stock Option (Right to Buy)F6,F5 | $8.22 | May 31, 2017 | A | 5,046 | A | — | Mar 12, 2025 | Common Shares | 5,046 | 5,046 | D |
| Employee Stock Option (Right to Buy)F8,F7 | $11.73 | May 31, 2017 | A | 2,018 | A | — | Feb 27, 2024 | Common Shares | 2,018 | 2,018 | D |
Explanation of responses
- F1The option vests in equal monthly installments through 1/1/2021.
- F2Received in connection with RBA's acquisition (the "Merger") of IronPlanet Holdings, Inc. ("IP"), in exchange for an employee stock option to acquire 91,667 shares of IP common stock for $3.40 per share.
- F3The option vests in equal monthly installments through 1/1/2020.
- F4Received in connection with the Merger in exchange for an employee stock option to acquire 25,000 shares of IP common stock for $3.40 per share.
- F5The option vests in equal monthly installments through 1/1/2019.
- F6Received in connection with the Merger in exchange for an employee stock option to acquire 20,834 shares of IP common stock for $1.99 per share.
- F7The option vests in equal monthly installments through 1/1/2018.
- F8Received in connection with the Merger in exchange for an employee stock option to acquire 8,334 shares of IP common stock for $2.84 per share.