SEC Form 4 · accession 0001209191-17-009475
RB GLOBAL INC. · RBA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas William Olive
Officer — Sr. VP, Pricing & Appraisals
Period of report
Dec 31, 2016
Accepted (ET)
Feb 10, 2017 · 3:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001046102
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF2 | Dec 31, 2016 | J | 40 | $38.26 | A | 1,657 | I | Employee Stock Purchase Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This report is being filed voluntarily to reflect ESPP shares purchased from December 6, 2016 through December 31, 2016, in multiple transactions exempted by Rule 16b-3(c).
- F2The price reported in Column 4 is a weighted average price. The shares were acquired in multiple transactions from December 6, 2016 through December 31, 2016, at prices ranging from $37.53 to $38.42, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the ranges set forth above.