SEC Form 4 · accession 0001209191-16-156201
RB GLOBAL INC. · RBA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kieran Colquhoun Holm
Officer — VP, Man. Dir., Asia Pacific
Period of report
Dec 19, 2016
Accepted (ET)
Dec 20, 2016 · 8:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001046102
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Dividend Equivalent Rights (2014 RSUs)F1 | — | Dec 19, 2016 | A | 8 | A | — | — | Common Shares | 8 | 99 | D |
Explanation of responses
- F1Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2014 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.