SEC Form 4 · accession 0001209191-16-154017
RB GLOBAL INC. · RBA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas William Olive
Officer — Sr. VP, Pricing & Appraisals
Period of report
Dec 6, 2016
Accepted (ET)
Dec 7, 2016 · 7:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001046102
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Dec 6, 2016 | M | 5,400 | $23.44 | A | 5,400 | D | |
| Common Shares | Dec 6, 2016 | S | 5,400 | $37.75 | D | 0 | D | |
| Common SharesF1 | holding | — | — | — | 1,617 | I | Employee Stock Purchase Plan | |
| Common Shares | holding | — | — | — | 12,861 | I | Long-Term Investment Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $23.44 | Dec 6, 2016 | M | 5,400 | D | — | Mar 6, 2022 | Common Shares | 5,400 | 0 | D |
Explanation of responses
- F1Includes all Employee Stock Purchase Plan purchases through December 6, 2016
- F2The options were granted on March 6, 2012 and vested in three equal annual installments beginning on March 6, 2013.