SEC Form 4 · accession 0001209191-16-142131
RB GLOBAL INC. · RBA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeroen Laurentius Johanus Rijk
Officer — Sr. VP, Managing Director, Eur
Period of report
Sep 16, 2016
Accepted (ET)
Sep 20, 2016 · 2:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001046102
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Sep 16, 2016 | M | 6,600 | $18.67 | A | 6,600 | D | |
| Common Shares | Sep 16, 2016 | S | 6,600 | $34.00 | D | 0 | D | |
| Common Shares | holding | — | — | — | 7,164 | I | Employee Stock Purchase Plan | |
| Common Shares | holding | — | — | — | 300 | I | Held by minor child (daughter) | |
| Common | holding | — | — | — | 300 | I | Held by minor child (son) | |
| Common | holding | — | — | — | 2,020 | I | Held by spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $18.67 | Sep 16, 2016 | M | 6,600 | D | — | Mar 1, 2017 | Common Shares | 6,600 | 0 | D |
Explanation of responses
- F1The option was granted on March 1, 2007 and fully vested on March 1, 2008