SEC Form 4 · accession 0001209191-16-107680
RB GLOBAL INC. · RBA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Karl William Werner
Officer — Ch. Op. & Supp. Dev. Officer
Period of report
Mar 9, 2016
Accepted (ET)
Mar 10, 2016 · 6:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001046102
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Mar 9, 2016 | M | 6,900 | $18.67 | A | 6,900 | D | |
| Common Shares | Mar 9, 2016 | M | 10,900 | $14.50 | A | 17,800 | D | |
| Common Shares | Mar 9, 2016 | S | 17,800 | $25.11 | D | 0 | D | |
| Common Shares | Mar 9, 2016 | S | 1,500 | $25.27 | D | 1,160 | I | Employee Stock Purchase Plan |
| Common Shares | holding | — | — | — | 27,896 | I | Long-Term Investment Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $18.67 | Mar 9, 2016 | M | 6,900 | D | Mar 1, 2008 | Mar 1, 2017 | Common Shares | 6,900 | 0 | D |
| Employee Stock Option (Right to Buy)F1 | $14.50 | Mar 9, 2016 | M | 10,900 | D | — | Mar 5, 2019 | Common Shares | 10,900 | 0 | D |
Explanation of responses
- F1The option was granted on March 5, 2009 and vested in three equal annual installments beginning on March 5, 2010.