SEC Form 4 · accession 0001209191-16-107570
RB GLOBAL INC. · RBA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Alastair McLeod
Officer — Chief Bus. Dev. Officer
Period of report
Mar 8, 2016
Accepted (ET)
Mar 10, 2016 · 4:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001046102
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Mar 8, 2016 | M | 11,200 | $14.50 | A | 17,600 | D | |
| Common Shares | Mar 8, 2016 | S | 11,200 | $25.31 | D | 6,400 | D | |
| Common Shares | holding | — | — | — | 19,029 | I | Long-Term Investment Plan | |
| Common Shares | holding | — | — | — | 11,157 | I | Employee Stock Purchase Plan | |
| Common Shares | holding | — | — | — | 1,856 | I | Held by spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $14.50 | Mar 8, 2016 | M | 11,200 | D | — | Mar 5, 2019 | Common Shares | 11,200 | 0 | D |
Explanation of responses
- F1The option was granted on March 5, 2009 and vested in three equal annual installments beginning on March 5, 2010.